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HK Consulting Solutions (“HK”) cannot assist your firm with matters that an NFA or CFTC registered member is required to attend to personally. While we are always able to offer your firm assistance, please be advised that in certain situations and environments we will not be eligible to communicate directly with a regulatory authority on your behalf. With respect to any HK service, correspondence, or written advice, please be advised that HK is not licensed to practice law in any state and under no circumstance shall you use, represent or construe the advice given by HK to constitute legal advice or a legal opinion. HK is also not licensed in any state as a certified public accountant and as such you should not use, represent, or construe the advice given by HK to constitute a certified accounting or tax opinion. Additionally, we inform you that a regulatory agency may not adopt the opinion of HK on any particular regulatory matter with respect to which HK renders advice, regardless of any understanding such authority has of HK as an expert in NFA or CFTC compliance consulting.

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